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Governance Risk & Compliance

Governance Risk & Compliance

Never before has it been more important for organisations to be able to demonstrate trustworthiness, responsibility, sound ethics and sustainability. Actions must be taken to match words and as most sectors are under greater customer, government / regulator or stakeholder scrutiny it is more critical than ever to manage reputational risk.

For example, the UK FSA move away from “Principle Based Regulation to adopting a more hands on approach as set out in the Discussion Paper “A regulatory response to the global banking crisis” published in the first quarter of 2009.

Merely complying with increasing rules and regulatory requirements should not be the key driver to your Governance Risk & Compliance framework. Braxton Financial Regulation helps clients focus on business principles, getting to the heart of key business drivers; testing organisational connectivity and robustness. Through our approach we seek to embed a joined-up solution to all control and management activity, encompassing corporate governance, internal audit, Sarbanes-Oxley (SOX), enterprise risk management, and regulatory compliance – their inter-relation, coherence and effectiveness.

Braxton Financial Regulation has the appropriate experience and resource to help firms develop and implement an effective GRC framework together with associated processes. Specifically we help with:

  • Developing and implementing a tailor-made Monitoring and Accountability procedures and policies;
  • Undertaking quarter or annual risk assessments of the business;
  • Developing Financial and Non-Financial Risk Dashboards;
  • Implementing rules and regulations.

If you would like to know more about how we can assist your firm in meeting the Governance Risk & Compliance challenge, contact us.

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