Skip to content

Future of Compliance

Recent events have highlighted that we live in unprecedented times and current financial conditions will carve out a new regulatory landscape for the future. There is no doubt that compliance will be the focal point as new business models establish themselves.

Given the changes to come, all financial institutions must ensure a sound and robust compliance framework is in place across their organisation to meet regulators’ expectations. The question is – is your firm ready for this?

With regulatory burden on firms becoming ever greater, having an effective compliance program is the best way to shield against the costs of regulatory penalties. If used correctly, it will also bring positive benefits to the firm in building an ethical corporate culture, client retention and a higher equity value.